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Welcome to the Broadridge Notice and Access Resource Center.
Broadridge has the experience to support corporate issuers and mutual funds in planning an effective shareholder communications approach to address the choices available to you under the SEC Notice and Access Rule.
The menu on the left links to helpful information and tools related to Notice and Access.
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Notice and Access Statistics
The Notice and Access Statistics from July 1, 2007 thru June 30, 2009 timeframe are now available.
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Take Note, E-Proxy Is On Its Way
An article from the April issue of Corporate Secretary Magazine
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The statistics include the following:
- Number of corporate issuers that elected to utilize the Notice and Access model
- Characteristics of "early adopters", including:
- Distribution size
- Meeting/agenda type
- Quorum and retail voter participation with and without Notice and Access
- Estimated incremental savings to early adopters
- Percent of investors requesting full sets of proxy materials
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This article covers the following, and more:
- Three firms describe positive experiences in moving to e-proxies
- The switch brings big cost savings, few glitches and minor impact on voting
- Getting proxy finalized under tighter SEC deadlines presents a problem
- Some companies opt to do a second mailing
- SEC rules on what goes into the notice considered too restrictive
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